Compliance Officer - Digital & eCommerce, Technology
Financial Services, Banking
Minimum Requirements
- Degree in Audit, Business Commerce or Legal
- Admitted attorney will be an advantage
- 5-7 years - The role requires an expert in Compliance with a sound knowledge of the relevant regulatory requirements and upcoming developments applicable to Digital, eCommerce and Technology as well as a solid understading of banking products and activities.
- Strong stakeholder experience will be required.
- Articulating Information
- Convincing People
- Documenting Facts
- Empowering Individuals
- Establishing Rapport
- Exploring Possibilities
- Following Procedures
- Generating Ideas
- Interacting with People
- Making Decisions
- Providing Insights
- Upholding Standards
- Evaluation of Internal Controls
- Financial Acumen
- Financial Industry Regulatory Framework
- Legal Compliance
- Process Governance
- Risk Awareness
Responsibilities
- To enable the execution of Compliance Risk Management processes and activities within Personal and Private Banking, to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation.
